Service Agreement

Number Of Complaints
At The Beginning Of The Month Received During The Month Resolved During The Month Pending At The End Of The Month Reasons For Pendency
0 0 0 0 No Pending complaint

Service Agreement

Agreement is made and entered into this

day on

Email id

By and between Ankur Jain Proprietor Winway Research, hereafter referred to as Winway Research,And

hereafter referred to as the "Client"

PURPOSE

The Client wishes to obtain advice about his/her Investment and financial affairs. Winway Research is in the business of providing investment planning advice to individuals and is willing to perform such services for the Client upon the terms and conditions set forth.

TERMS OF AGREEMENT

For there to be a successful investment advice relationship, it is agreed between Winway Research and the Client that:

  1. FEE ONLY. We are SEBI registered Investment Advisor & our relationship will be FEE ONLY, which means our compensation only comes from your fees, not from commissions or referrals. So, you can be sure that we only have your best interest in mind, also we have not earned and charged any type of commission and referrals fee.
  2. SERVICES OFFERED.
  3. As discussed, this engagement will include all services required to achieve your financial goals:

    • Setting Financial Goals & Objectives.
    • Developing a summary of your current financial situation.
    • Risk profile assessment and suggestions with risk profile test.
    • Detailed Research Report.
    • Continuous Investment advice on your investment matters.
  4. CLIENT ASSETS. The Client will hold all assets. Winway Research will not receive, retain, or otherwise physically control any of the Client's cash, securities, or other assets.
  5. CONFIDENTIALITY.All information and advice furnished by either party to the other, not disclosed to third parties except as agreed upon in writing by this contract or required by law.
  6. COMMUNICATION. Only written communication is valid in this investment advisory process, oral and informal communication is null under the preview of this agreement.
  7. DEVELOPMENT OF RECOMMENDATIONS. As the Client's Advisor, Winway Research agrees to review all information provided by the Client. The recommendation and advice developed by Winway Research are based upon our technical and fundamental analysis as an investment advisor and results of the recommendation and advice cannot be guaranteed.
  8. LEGAL/ACCOUNTING ADVICE. Winway Research is not qualified to give accounting or legal advice.
  9. IMPLEMENTATION OF ADVICE. The Client is free to implement of our advice and recommendation.
  10. RESPONSIBILITIES OF THE CLIENT.
    • The Client agrees to provide information regarding income, investments, income tax situation, estate plans, and other pertinent matters as requested by Winway Research.
    • Winway Research shall not be required to verify any information obtained from the Client, his/her Advocate, or his/her accountant.
    • The Client is free always to accept or reject any recommendations from Winway Research, and the Client acknowledges that he/she has sole authority regarding the implementation.
    • The Client acknowledges that Winway Research cannot adequately perform services on the Client's behalf unless the Client performs such responsibilities.
    • The client shall be fully responsible for his/her computer, Mobile phone and other electronic system with mail in respect to dealing with Winway Research.
    • The client shall read and understand the all terms & Conditions, Disclosures and Disclaimers.
    • The Client shall sole responsible for his/her past, present and future e investment decisions and engagements which are not covered in this agreement.
    • The Client shall agree to co-operate in comply of SEBI (Investment Adviser) Regulations, 2013 and other applicable regulations.
  11. RISK FACTORS. The Client acknowledges and confirms that he/she is aware that all investments involve the risk of adverse or unanticipated market, financial, political, economic, global developments which may lead to fluctuation or deep erosion of values of investments made, which may or may not be pre-determined or determinable at the time of rendering the Investment Advisory Services by the Winway Research.
  12. Every investment is subject to market risk and any investment made by the client can also run into losses and even become zero.
  13. FEE STRUCTURE. The description of fee structure is always available on website of
    Winway Research. The volume of fee is based on two factors one is services which you choose and another one is tenure of service. Winway Research will send the separate sheet regarding the fee and product.
  14. PAYMENT OF FEE. The Client pays before the services started and from proper banking channel. All type of service is final, the Winway Research have no refund policy, without any exception.
  15. ADVISOR’S RESPONSIBILITIES.
    • As per our Process you have completed the Risk profiling, the Investment Decisions will be as per your Risk Group applicable and the resultant Asset Allocation will be a function of your Risk Group.
    • Risk Assessment Report, basis which we will select the Investment Products and the Categories with the Investment Product which best suits the need of the Client.
    • c. Advice provided will be based on client’s Investment Objective/s and financial Situation and has reason to believe that Client has reasonable understanding on the Risks associated with the Product or Assets work, Experience & Knowledge and capacity to absorb losses.
  16. BINDING AGREEMENT.This Agreement shall constitute a binding Agreement upon acceptance by Winway Research. This contract is personal, and solely between the Client and Winway Research.
  17. INDEMNIFICATION.The Client agrees to indemnify, defend and hold harmless firm, its proprietor, officers, employees, representatives, and any other service providers.
  18. GOVERNING LAW AND JURISDICTION.This agreement and any grievance, dispute, query, proceeding or claim of whatever nature arising out of or in any way relating to this agreement and services or its formation, shall be governed by and construed in accordance with the laws of the Securities and Exchange Board of India. The Courts of Indore have jurisdiction of any kind of Grievance, dispute, query, proceeding or claim.
  19. PERIOD OF VALIDITY.This engagement agreement shall be initially valid for service period and/or duration mentioned in your Invoice, from the date of signing the agreement and to be renewed subsequently by mutual consent of both the parties.
  20. ASSIGNMENT. The client shall not assign, transfer, or in any other manner make over to any to any third party the benefit and/or burden of this agreement without the prior written consent of Winway Research.
  21. In the case of natural and unnatural death of the investor, the M/s Winway Research and Investment Adviser with its proprietress, Employee(s), or connected third party shall not responsible for any manner.

If you understand and accept the above terms, Please Provide acceptance by signing the same.

Signature in below blank box

Yours truly,

Winway Research

(Winway Research is SEBI registered investment adviser)

Client Agreement Declaration

Client Consent

This is our standard client agreement upon which we intend to rely, for your own benefit and protection you should read the term of this agreement, disclosures, disclaimer and term and conditions carefully before signing. As by signing you consent to the terms contained.

I/we understand and consent to the above terms and I hereby authorize Winway Research to my investment adviser. The Liabilities and responsibilities of Winway Research will be limited to its service provided. I/we read and understand all the above said documents. I/we agree that the client agreement will come into effect from the date of issue

I know and agree on the Risk profile, Risk Score and Risk Assessment report.
I know and agree the risk involved in the market.
I know and agree on that the risk nature of services.
I know and agree to comply of SEBI (Investment Adviser) Regulations, 2013 and other applicable provisions, Regulations and Act.

Income & Liability Proof

This document should be in PDF format

date

Place

Digital Signature
Upload signature

Ask an Expert

Looking for a First-Class Investment Advisor

Show Buttons
Hide Buttons